US Equity Sector Plus AlphaDex

The Navellier U.S. Equity Sector Plus featuring AlphaDEX® Portfolio is designed as a tactical, defensive strategy for investors who seek an allocation within the U.S. equity markets. The portfolio invests in ten AlphaDEX® equity sector ETFs and under certain circumstances can take defensive positions by investing in three bond ETFs staggered along the yield curve.


U.S. Equity ETFs
First Trust Consumer Discretionary AlphaDex® Fund FDX
First Trust Consumer Staples AlphaDex® Fund FXG
First Trust Energy AlphaDex® Fund FXN
First Trust Financials AlphaDex® Fund FXO
First Trust Healthcare AlphaDex® Fund FXH
First Trust Industrials/Producer Durables AlphaDex® Fund FXR
First Trust Materials AlphaDex® Fund FXZ
First Trust Nasdaq-100 Technology Sector Index Fund QTEC
First Trust Technology AlphaDex® Fund FXL
First Trust NYSE Arca Biotechnology Index Fund FBT

Effective February 15, 2014, the following ETFs were added to the investment universe: Consumer Staples, Financial, Health Care, Biotechnology, and Nasdaq-100. Effective September 28, 2016, the following ETFs were added to the investment universe: Investment Grade Corporate Bonds and Convertible Bonds.

Fixed Income ETFs/Defensive

Fixed Income ETFs/Defensive Positions
iShares® Barclays 20+ Year Treasury Bond TLT
iShares® Barclays 7-10 Year Treasury Bond IEF
iShares® Barclays 1-3 Year Treasury Bond SHY*
First Trust S&P REIT Index Fund FRI
First Trust Utilities AlphaDEX® Fund FXU
SPDR Barclays Convertible Securities ETF CWB
iShares® IBoxx $ Investible Grade Corporate Bond Fund LQD

*Navellier Tactical U.S. Equity Sector Plus featuring AlphaDex® accounts may invest in a cash equivalent, such as money market funds, in place of SHY.

Portfolio Managers

Louis Navellier

Mr. Navellier’s stock selection process focuses on quantitative analysis, fundamental analysis, and optimization of the securities selected for the portfolio.

Michael Garaventa

Mr. Garaventa manages the All Cap Core strategy and is a member of many portfolio management teams including, but not limited to the Large Cap Growth, Power Dividend, and Small-to-Mid Cap Growth management teams.

Performance results presented herein do not necessarily indicate future performance; investment in equity strategies involves substantial risk and has the potential for partial or complete loss of funds invested. Results presented include reinvestment of dividends and other earnings. None of the stock information, data and company information presented herein constitutes a recommendation by Navellier or a solicitation of any offer to buy or sell any securities. As a matter of normal and important disclosures to you, as a potential investor, please consider the following: The model performances presented in the accompanying charts and graphs are not based on any actual securities trading, portfolio, or accounts, and should be considered mere “paper” or proforma performance results based on Navellier’s research.